RANDALL DUGGAN – MOLONEY SECURITIES CO., INC. Broker Has Multiple Investor Complaints – May Recover Investor Losses
MOLONEY SECURITIES CO., INC. Broker, Randall Duggan Has Multiple Investor Complaints.
Goodman & Nekvasil, P.A. Investigates Claims Involving Broker Randall Duggan
CRD#: 5559097
RANDALL E DUGGAN (CRD#: 5559097), a financial adviser for MOLONEY SECURITIES ASSET MANAGEMENT LLC in BELLINGHAM, WA, has a pending investor complaint. According to Duggan’s FINRA BrokerCheck report, allegations are: Suitability/negligence. 2017-2021
The claimant is demanding $500,000.00 for alleged damages.
State of Washington – Securities Division Investigation
The State of Washington – Securities Division alleges that Moloney Securities Co., Inc. and select registered representatives may have violated the Securities Act of Washington pertaining to the solicitation and recommendation of GWG related securities (L Bonds & Preferred Stock).
If you’re monitoring your investments and a customer of Randall E. Duggan (CRD# 5559097) — via Moloney Securities —this post is worth noting. Recent investor complaints, allegations of unsuitable advice, and a pending regulatory investigation may warrant serious attention.
Goodman & Nekvasil, P.A. Investigates Claims Involving Broker RANDALL E DUGGAN
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 9/3/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.