Rand Heckler, Financial Advisor Rand Heckler Barred from Securities Industry by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses
Rand Heckler CRD #2689235
Rand Heckler was a formerly licensed financial advisor with Benjamin & Jerold Brokerage I, LLC. According to Rand Heckler ’s CRD, Rand Heckler was barred from the securities industry in June 2019. According to Rand Heckler ’s CRD, Rand Heckler consented to the sanction and to the entry of findings that Rand Heckler failed to provide FINRA with requested documents and information in connection with FINRA’s review of a customer complaint alleging unsuitable recommendations, misrepresentations and possible misappropriation, and with a separate FINRA request, he also refused to appear for a FINRA on-the-record testimony.
According to Rand Heckler’s CRD, a customer dispute was filed alleging sales practice violations against Rand Heckler. According Rand Heckler’s CRD,
customers allegedly invested money with Mr. Heckler per investment recommendations and have never received any accounting, correspondence, feedback on status of the investments or where their monies are. Mr. Heckler has allegedly been non-compliant when attempts have been made for aforementioned information. This customer dispute is pending and seeks $312,090.
If you lost any money on investments with Rand Heckler you may be able to recover your losses. If you lost money on investments with Rand Heckler and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Rand Heckler’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Rand Heckler and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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