Phillip Pickett Has An Investor Complaint – May Recover Investor Losses

Phillip Pickett Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC Investment Adviser, Phillip Pickett has an investor complaint. 

PHILLIP A PICKETT
CRD#: 4739154
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

PHILLIP A PICKETT (CRD#: 4739154), a registered broker for NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC in Birmingham, AL, has an investor complaint.  According to Pickett’s FINRA BrokerCheck report, Customer alleges that the investment selections in a managed investment advisory account, that was recommended in or around October 2021, are unsuitable. The customer is unhappy with the performance of the account, the proceeds of which were intended to fund a life insurance plan.

 

PHILLIP A PICKETTCRD#: 4739154

Phillip Pickett has a customer complaint.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 3/18/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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