Phil Nalesnik – Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Phil Nalesnik, CRD #4561380
Philip Nalesnik was previously licensed with LPL Financial LLC. According to Phil Nalesnik’s CRD, Phil Nalesnik was barred from the securities industry in May 2019.
ACCORDING TO FINRA: Phil Nalesnik consented to the sanction and to the entry of findings that he refused to provide on-the-record testimony requested by FINRA. The findings stated that Nalesnik’s member firm filed a Form U5 terminating his employment and indicating that he had violated firm policy regarding outside business activities and failed to timely and completely respond to its inquires.
According to Phil Nalesnik’s CRD, Phil Nalesnik was discharged from LPL Financial LLC in July 2018. According to Phil Nalesnik’s CRD, Phil Nalesnik allegedly violated Firm policy regarding outside business activities and failure to timely and completely respond to Firm inquiries.
If you lost money on investments with Phil Nalesnik and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Phil Nalesnik’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Phil Nalesnik and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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