Peter Bakalis – Financial Advisor Peter Bakalis Discharged from Firm | Goodman & Nekvasil P.A., May Recover Investor Losses
Peter Bakalis CRD #4587325
Peter Bakalis is currently licensed with D.H. Hill Securities, LLLP and was previously licensed with Sigma Financial Corporation in Michigan. According to Peter Bakalis’ CRD, Peter Bakalis was discharged from Sigma Financial Corporation in October 2018. According to Peter Bakalis’ CRD, Sigma Financial Corporation allegedly had reason to believe that Peter Bakalis forged, or instructed/caused others to forge, client signatures on account opening and account transfer paperwork.
According to Peter Bakalis’ CRD, a customer dispute was filed alleging that Peter Bakalis forged, or instructed/caused others to forge, client signature on account opening and account transfer paperwork. According to Peter Bakalis’ CRD, this dispute is pending.
According to Peter Bakalis’ CRD, in December 2018, the State of Michigan Department of Insurance and Financial Services received a complaint, source not disclosed, on the appropriateness of annuity surrender/transfer for 3 different clients.
If you lost money on investments with Peter Bakalis and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against concerning Peter Bakalis’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Peter Bakalis and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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