Peggy Jean Doherty-Punderson (Peggy Doherty-Punderson) Financial Advisor/Broker Peggy Doherty-Punderson Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Peggy Doherty-Punderson CRD #1535750
Peggy Doherty-Punderson was a previously licensed financial advisor/broker with Morgan Stanley. FINRA reports that Peggy Doherty-Punderson was barred from the securities industry in April 2020.
According to FINRA:
Peggy Doherty-Punderson consented to the sanction and to the entry of findings that Peggy Doherty-Punderson refused to provide information and documents requested by FINRA in connection with an investigation into a mortgage deed executed by Peggy Doherty-Punderson and her customer.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Peggy Doherty-Punderson and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Peggy Doherty-Punderson’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Peggy Doherty-Punderson and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 4/22/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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