Pedro Gonzalez-Seijo, Financial Advisor Pedro Gonzalez-Seijo Pleads Guilty to Bank Fraud | Goodman & Nekvasil P.A., May Recover Investor Losses
Pedro Gonzalez-Seijo CRD #2182912
Pedro Gonzalez-Seijo was a formerly licensed financial advisor with Transamerica Financial Advisors, Inc. According to the SEC, Pedro Gonzalez-Seijo was barred from the securities industry in July 2019.
According to the SEC Findings:
On January 31, 2019, Gonzalez-Seijo pled guilty to one count of bank fraud in violation of Title 18, United States Code, Section 1344(1), before the United States District Court for the District of Puerto Rico, in United States v. Pedro L. Gonzalez-Seijo, Case No. 18-cr549-CCC. On March 25, 2019, the district court accepted the plea.
The count of the indictment to which Pedro Gonzalez-Seijo pled guilty alleged that Pedro Gonzalez-Seijo was an independent insurance agent who offered variable annuities, among other products. Between May 2013 and June 2016, Pedro Gonzalez-Seijo converted client funds by depositing into his bank account for Pedro Gonzalez-Seijo’s own use (a) funds Pedro Gonzalez-Seijo received from clients intended for deposit into their insurance accounts, (b) funds Pedro-Gonzalez-Seijo obtained by making unauthorized withdrawals from client accounts, and (c) funds the clients had authorized be withdrawn from their accounts for purpose of transferring the funds or investing the funds in a different product. According to the SEC, Pedro Gonzalez-Seijo converted a net total of $480,813.15 from five victims.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Pedro Gonzalez-Seijo you may be able to recover your losses. If you lost money on investments with Pedro Gonzalez-Seijo and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Pedro Gonzalez-Seijo’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Pedro Gonzalez-Seijo and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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