Paula Harold – Financial Advisor Paula Harold Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Losses
Paula Harold aka Paula Louise Harold CRD #5848199
Paula Harold was previously registered with PFS Investments, Inc. in Ontario, California. According to Paula Harold’s CRD, FINRA suspended Paula Harold for 18 months in December 2017. According to FINRA, Paula Harold submitted an application on behalf of a customer to purchase a fixed indexed annuity that contained the purported electronic signature of the customer; however, the customer did not sign the document, nor did she authorize Paula Harold to sign the application on her behalf. According to FINRA, the findings stated that without the customer’s knowledge or permission, the annuity application falsely listed Paula Harold’s residential address as the customer’s address; Paula Harold’s husband as the customer’s family member; and Harold’s husband as the customer’s beneficiary.
If you lost any money on investments with Paula Harold, you may be able to recover your losses from PFS Investments Inc. If you lost money on investments with Paula Harold and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against PFS Investments, Inc. concerning Paula Harold’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Paula Harold and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Paula Harold, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Paula Harold