Paul Sponseller – Financial Advisor Paul Sponseller Discharged from Firm | Goodman & Nekvasil PA May Recover Investor Lossers
Paul Sponseller CRD #2482717
From 2009 until Paul Sponseller’s discharge in 2017, Paul Sponseller was licensed with Raymond James & Associates, Inc. According to FINRA’s records, Paul Sponseller was discharged from Raymond James & Associates, Inc. on January 17, 2017. Raymond James & Associates, Inc. reported to FINRA that Paul Sponseller was terminated for failure to communicate with an inherited client, resulting in a violation of Firm guidance.
If you lost any money on investments with Paul Sponseller, you may be able to recover your losses from Raymond James & Associates, Inc. This is because from Raymond James & Associates, Inc. had a duty to supervise Paul Sponseller.
Assuming you lost money on investments with Paul Sponseller and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against from Raymond James & Associates, Inc. concerning Paul Sponseller’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Paul Sponseller and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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