OPPENHEIMER & CO. INC. Investment Adviser , Randy Moshtael Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
OPPENHEIMER & CO. INC. Investment Adviser , Randy Moshtael has an investor complaint.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
Randy Farzin Moshtael (CRD#: 1036474), a registered broker for OPPENHEIMER & CO. INC., in Los Angeles, California, has an investor complaint. According to Moshtael’s FINRA BrokerCheck report, the complainant alleges Failure to maintain/handle account based on complainant’s instructions to not let value of the account fall below $250k; excessive commission charges. From 8/1/2020 to 2/1/2022.
The claimant is requesting $400,000.00 for alleged damages.
Randy Moshtael has an investor complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 11/12/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.