Norman L Hill – Former AMERIPRISE FINANCIAL SERVICES, LLC Broker Barred by FINRA
Norman L Hill – Former AMERIPRISE FINANCIAL SERVICES, LLC Broker Barred by FINRA.
Victims of Unsuitable Advice May Recover Investment Losses – Contact Goodman & Nekvasil, P.A. Today
Norman L Hill
CRD#: 1535969
NORMAN LYNN HILL (CRD#: 1535969) is a former broker who consented to being barred by FINRA after regulatory allegations.
According to Hill’s FINRA BrokerCheck report, Without admitting or denying the findings, Hill consented to the sanction and to the entry of findings that he refused to provide documents and information requested by FINRA in connection with an investigation into the circumstances giving rise to an amended Form U5 filed by his former member firm disclosing that an internal review had concluded that he had violated company policy.
Hill worked out of Wellesley, MA from 3/08/2024 to 10/13/2025, according to FINRA.
If you suffered investment losses while working with a broker/financial adviser you may qualify for financial compensation through FINRA arbitration. Contact the national investment fraud law firm Goodman & Nekvasil, P.A. today for a free case evaluation.
Norman L Hill – Former AMERIPRISE FINANCIAL SERVICES, LLC Broker Barred by FINRA.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 5/5/26. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.