Nicole Bolton Barred by FINRA After Employer Allegations  – May Recover Investor Losses

Nicole Bolton Barred by FINRA After Employer Allegations  – Goodman & Nekvasil, P.A., May Recover Investor Losses

Former NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, Inc. broker, Nicole Bolton barred by FINRA after employer allegations.

Nicole Lynn Bolton
Nicole Lynn Pageler
CRD#: 7279951
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  
Nicole Lynn Bolton (CRD#: 7279951), a  formerly registered broker for NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, in Boise, ID,  is barred from selling securities by FINRA.  The sanction is in connection with FINRA’s investigation concerning Bolton’s alleged participation in an undisclosed outside business activity.
Nicole Lynn BoltonNicole Lynn Pageler CRD#: 7279951

Nicole Lynn Bolton Barred by FINRA After Employer Allegations

 

Goodman & Nekvasil, P.A., is investigating brokers who may have exercising unauthorized discretion in customer accounts. 

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 5/16/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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