NICHOLAS JEMBELIS Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
DAVID LERNER ASSOCIATES, INC. broker, NICHOLAS JEMBELIS Has An Investor Complaint.
CRD#: 4028696
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
NICHOLAS T JEMBELIS (CRD#: 4028696), a registered representative for DAVID LERNER ASSOCIATES, INC., in WHITE PLAINS, NY, has a pending investor complaint. According to Jembelis’ FINRA BrokerCheck report, allegations are unsuitability, misrepresentation/omission and breach of fiduciary duty. Allegation period: August 4, 2014 the date of the first purchase at issue to January 29, 2025, the date the Statement of Claim was received.
The complainant is requesting $150,000.00 for alleged damages.
Broker Comment: The allegations do not include misappropriation, forgery, theft or conversion of funds or securities.
NICHOLAS JEMBELIS Has An Investor Complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 2/26/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.