NICHOLAS COUBROUGH – Former JEFFERIES LLC Broker Barred by FINRA – May Recover Investor Losses
Former JEFFERIES LLC Broker, Nicholas Coubrough Barred by FINRA.
NICHOLAS COUBROUGH, NICHOLAS STEPHEN COUBROUGH CUELLO, NICHOLAS COUBROUGH CUELLO
CRD#: 4678755
NICHOLAS STEPHEN COUBROUGH (CRD#: 4678755), a previously employed investment adviser for JEFFERIES INVESTMENT ADVISERS LLC in Miami, FL, consented to a a bar from associating with any FINRA member in all capacities.
Without admitting or denying the findings, Coubrough consented to the sanction and to the entry of findings that he refused to provide documents and information requested by FINRA in connection with its investigation into a regulatory tip and the allegations contained in a Form U5 submitted by his member firm. The findings stated that the firm filed the Form U5 on Coubrough’s behalf disclosing that it had terminated his association for seeking improper payments from his team in exchange for not disclosing that they were engaging in off-channel business communications and engaging in and deleting off-channel business communications.
Former JEFFERIES LLC Broker, Nicholas Coubrough Barred by FINRA.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 7/8/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.