Goodman & Nekvasil P.A., May Recover Investor Losses – William Michael Dobrow (Bill Dobrow) Permitted to Resign from Ameriprise Financial Services, Inc.
From 2008 until Bill Dobrow’s resignation in 2015, Bill Dobrow was licensed with Ameriprise Financial Services, Inc. Bill Dobrow was subsequently licensed with Arive Capital Markets and now works for Buckman, Buckman & Reid, Inc. According to FINRA’s records, Bill Dobrow was permitted to resign from Ameriprise Financial Services, Inc. on April 20, 2015. Ameriprise Financial Services, Inc. reported to FINRA that Bill Dobrow was suspended on March 27, 2015 for company policy violations related to failure to comply with disciplinary action and heightened supervision. Ameriprise Financial Services, Inc. also reported that Bill Dobrow was permitted to resign on April 20, 2015.
FINRA also reports that a tax lien in the amount of $27,347.83 is held against Bill Dobrow by the IRS.
If you lost any money on investments with Bill Dobrow, you may be able to recover your losses from Ameriprise Financial Services, Inc., Arive Capital Markets and/or Buckman, Buckman & Reid, Inc. This is because Ameriprise Financial Services, Inc., Arive Capital Markets and Buckman, Buckman & Reid, Inc. had a duty to supervise Bill Dobrow.
If you lost money on investments with Bill Dobrow and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Ameriprise Financial Services, Inc., Arive Capital Markets and/or Buckman, Buckman & Reid, Inc. concerning Bill Dobrow’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Bill Dobrow and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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