Goodman & Nekvasil P.A., May Recover Investor Losses – Tobias Gustav Vogelsang (Tobias Vogelsang) Formerly Licensed with Newbridge Securities Corporation
Tobias Vogelsang was licensed with Newbridge Securities Corporation from 2004 to 2012. FINRA reports that two arbitration claims were filed involving Tobias Vogelsang’s conduct with Newbridge Securities Corporation alleging breach of fiduciary duty, fraud, negligent supervision, breach of contract, churning and/or excessive commissions. These arbitration claims involving Tobias Vogelsang’s conduct were settled for $400,000 and $275,000.
FINRA also reports that Tobias Vogelsang was previously censured, disgorged and fined by the NASD. According to FINRA, Tobias Vogelsang consented to the sanctions and to the findings that Tobias Vogelsang purchased or caused to be purchased securities for the accounts of public customers without the customers’ knowledge or consent in the absence of written or oral authorization to exercise discretion in said accounts.
If you lost money on investments with Tobias Vogelsang and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Newbridge Securities Corporation concerning Tobias Vogelsang’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Tobias Vogelsang and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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