Goodman & Nekvasil P.A., May Recover Investor Losses on Puerto Rico Bonds, Closed-End Funds and/or Preferred Stocks – Teresa Mercedes Bravo (Teresa Bravo) Formerly Licensed with UBS Financial Services, Inc.
Teresa Bravo was licensed with UBS Financial Services, Inc. from 2011 to 2015. Teresa Bravo is now licensed with Aegis Capital Corp. FINRA reports that eight complaints and/or arbitration claims were filed involving Teresa Bravo’s conduct with UBS Financial Services, Inc., alleging investments in Puerto Rican closed-end funds, municipal bonds, and/or preferred stocks were unsuitable, overconcentrated and/or misrepresented. These complaints and/or arbitration claims all settled, with the largest settling for $315,000, $240,000, $195,000, and $160,000.
FINRA reports that four arbitration claims involving Teresa Bravo’s conduct with UBS Financial Services, Inc. are currently pending. These arbitration claims allege misrepresentations, unsuitability, and overconcentration concerning investments in closed-end funds and Puerto Rico municipal bonds. The largest of these arbitration claims seeks damages between $1,000,000 and $5,000,000.
If you lost any money on Puerto Rico bonds or closed-end funds with Teresa Bravo, you may be able to recover your losses from UBS Financial Services, Inc. and/or Aegis Capital Corp. This is because UBS Financial Services, Inc. and Aegis Capital Corp. had a duty to supervise Teresa Bravo.
If you lost money on Puerto Rico bonds or closed-end funds with Teresa Bravo and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against UBS Financial Services, Inc. and/or Aegis Capital Corp. concerning Teresa Bravo’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on Puerto Rico bonds or closed-end funds with Teresa Bravo and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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