Goodman & Nekvasil P.A., May Recover Your Investment Losses – Tatyana Andreyeva was formerly licensed with Westpark Capital, Inc. and Fordham Financial Management, Inc. Suspended from Securities Industry
Tatyana Andreyeva was licensed with Westpark Capital, Inc. from February 2015 to October 2015. Tatyana Andreyeva was previously licensed with Fordham Financial Management, Inc. and Aegis Capital Corp. Tatyana Andreyeva was suspended from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on October 20, 2015. FINRA reports that Tatyana Andreyeva failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.
FINRA reports that Tatyana Andreyeva was previously fined $2,500 by the State of Connecticut. The State of Connecticut reported to FINRA that the consent order alleged that Tatyana Andreyeva violated section 36B-6(A) of the Connecticut Uniform Securities Act by transacting business as an unregistered broker-dealer agent of Westrock Advisors, Inc. and as an unregistered broker-dealer agent of Aegis Capital Corp.
FINRA reports that an arbitration claim was filed involving Tatyana Andreyeva’s conduct with Fordham Financial Management, Inc., alleging misrepresentation in connection with an options purchase and/or other allegations. This arbitration claim did not settle and proceeded to final hearing. The arbitrator found Tatyana Andreyeva liable and ordered Tatyana Andreyeva to pay compensatory damages to the Claimant.
FINRA reports that an arbitration claim was filed involving Tatyana Andreyeva’s conduct with Aegis Capital Corp., Fordham Financial Management, Inc. and various other firms, alleging unauthorized trading, identity theft and forgery for the period of June 2011 to September 2014. This arbitration claim was settled.
FINRA also reports that Tatyana Andreyeva was terminated by a prior employer after being accused of stealing proprietary records.
If you lost any money on investments with Tatyana Andreyeva, you may be able to recover your losses from Westpark Capital, Inc., Fordham Financial Management, Inc. and/or Aegis Capital Corp. This is because Westpark Capital, Inc., Fordham Financial Management, Inc. and Aegis Capital Corp had a duty to supervise Tatyana Andreyeva.
If you lost money on investments with Tatyana Andreyeva and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Westpark Capital, Inc., Fordham Financial Management, Inc. and/or Aegis Capital Corp. concerning Tatyana Andreyeva’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on other investments with Tatyana Andreyeva and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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