Goodman & Nekvasil P.A., May Recover Investor Losses – Robert Rodriguez Fired by First Allied Securities, Inc.
From January 2014 until Robert Rodriguez’ firing in December 2014, Robert Rodriguez was licensed with First Allied Securities, Inc. Robert Rodriguez was previously licensed with Cetera Advisors, LLC. According to FINRA’s records, Robert Rodriguez was fired by First Allied Securities, Inc. on December 16, 2014. First Allied Securities, Inc. reported to FINRA that Robert Rodriguez violated First Allied Securities, Inc. policy by failing to disclose the fact that Robert Rodriguez had a misdemeanor conviction. FINRA also reports that Robert Rodriguez was terminated by a previous firm after being accused of an unauthorized transaction.
FINRA reports that two complaints and/or arbitration claims involving Robert Rodriguez’ conduct were previously filed, alleging unsuitable investments, unsuitable trading, and/or excessive trading. These two complaints and/or arbitration claims were both settled.
If you lost any money on investments with Robert Rodriguez, you may be able to recover your losses from First Allied Securities, Inc. and/or Cetera Advisors, LLC. This is because First Allied Securities, Inc. and Cetera Advisors, LLC had a duty to supervise Robert Rodriguez.
If you lost money on investments with Robert Rodriguez and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against First Allied Securities, Inc. and/or Cetera Advisors, LLC concerning Robert Rodriguez’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Robert Rodriguez and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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