Goodman & Nekvasil P.A, May Recover Investor Losses on Private Placement – Robert Jeffrey Scherzer (Robert Scherzer) Formerly Licensed with Raymond James Financial Services, Inc., Suspended from Securities Industry
From 2014 until November 2015, Robert Scherzer was licensed with Raymond James Financial Services, Inc. Previously, Robert Scherzer was licensed with Princor Financial Services Corporation.
Subsequent to Robert Scherzer’s leaving Raymond James Financial Services, FINRA brought a disciplinary action against Robert Scherzer. Robert Scherzer consented to a 3-month suspension and a $5,000 monetary fine. FINRA reports that Robert Scherzer consented to the entry of findings that Robert Scherzer participated in a series of private securities transactions involving a total of $400,000 in investments without receiving approval from his firm.
If you lost any money on investments with Robert Scherzer, including investments in the start-up company in the collectibles industry, you may be able to recover your losses from Raymond James Financial Services, Inc. and/or Princor Financial Services Corporation This is because Raymond James Financial Services, Inc. and Princor Financial Services Corporation had a duty to supervise Robert Scherzer.
If you lost money on investments with Robert Scherzer, including investments in the start-up company in the collectibles industry, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Raymond James Financial Services, Inc. and/or Princor Financial Services Corporation, concerning Robert Scherzer’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments with Robert Scherzer, including investments in the start-up company in the collectibles industry, and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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