Robert Bragg – Arbitration Claims Filed Involving Financial Advisor Robert Bragg

Robert Bragg – Arbitration Claims Filed Involving Financial Advisor Robert Bragg  | Goodman & Nekvasil P.A., May Recover Investor Losses 

Robert Bragg CRD #4767535

Robert Bragg was licensed with VSR Financial Services, Inc. from 2004 to 2016. Robert Bragg is now licensed with Newbridge Securities Corporation. FINRA reports that four complaints and/or arbitration claims were filed involving Robert Bragg’s conduct with VSR Financial Services, Inc., alleging unsuitable recommendations, lack of honesty and fairness, misrepresentation, violations of Colorado Securities Act, breach of fiduciary duty, negligent misrepresentation, professional negligence, negligent supervision, and/or breach of contract. These complaints and/or arbitration claims involving Robert Bragg’s conduct were all settled, with the two largest settling for $245,000 and $60,000. Robert Bragg contributed $30,000 in total to these four settlements.  

FINRA also reports that the Colorado Division of Securities ordered Robert Bragg to be subject to special/heightened supervision for a period of 3 years that includes, but is not limited to, heightened supervision, product restrictions, pre-approval of communications with the public, and no principal, supervisory, or managerial duties.

If you lost money on investments with Robert Bragg and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against VSR Financial Services, Inc. and/or Newbridge Securities Corporation concerning Robert Bragg’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Robert Bragg and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.   


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