Goodman & Nekvasil P.A., May Recover Investor Losses – Richard Stephen Barone (Richard Barone) a/k/a Rich Barone and Rick Barone Permitted to Resign from Park Avenue Securities LLC
From 2010 until Richard Barone’s resignation in 2014, Richard Barone was licensed with Park Avenue Securities LLC. According to FINRA’s records, Richard Barone was permitted to resign from Park Avenue Securities LLC on June 30, 2014. Park Avenue Securities LLC reported to FINRA that Richard Barone admitted to forging a customer’s signature on two documents associated with applications for whole life insurance.
FINRA also reports that Richard Barone filed for Chapter 13 bankruptcy in 2013.
If you lost any money on investments with Richard Barone, you may be able to recover your losses from Park Avenue Securities LLC. This is because Park Avenue Securities LLC had a duty to supervise Richard Barone.
If you lost money on investments with Richard Barone and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Park Avenue Securities LLC concerning Richard Barone’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Richard Barone and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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