Goodman & Nekvasil P.A., May Recover Options Losses – Peter Gerhard Klaass (Peter Klaass), Allegis Investment Services, LLC
Peter Klaass was licensed with Allegis Investment Services, LLC from 2014 to 2017. Peter Klaass is now licensed with Cetera Advisor Networks LLC, and was previously licensed with Signator Financial Services, Inc. FINRA reports that three complaints were filed involving Peter Klaass’ conduct with Allegis Investment Advisors, LLC alleging Peter Klaass did not execute instructions and/or did not follow risk tolerance in connection with options trading. These complaints involving Peter Klaass’ conduct were settled, with the largest settling for $105,000. Peter Klaass contributed $130,000 in total to these three settlements.
FINRA also reports that the Colorado Division of Securities is seeking to revoke Peter Klaass’ state securities license for allegedly placing advisory clients in high risk and complex option trades that Peter Klaass’ clients did not understand.
If you lost any money on options or other investments with Peter Klaass, you may be able to recover your losses from Allegis Investment Services, LLC, Cetera Advisor Networks LLC, and/or Signator Financial Services, Inc. This is because Allegis Investment Services, LLC, Cetera Advisor Networks LLC, and Signator Financial Services, Inc. had a duty to supervise Peter Klaass.
If you lost money on options or other investments with Peter Klaass and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Allegis Investment Services, LLC, Cetera Advisor Networks LLC, and/or Signator Financial Services, Inc. concerning Peter Klaass’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Allegis Investment Services, LLC, Cetera Advisor Networks LLC, and/or Signator Financial Services, Inc.
If you lost money on options or other investments with Peter Klaass and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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