Goodman & Nekvasil P.A, May Recover Investor Losses on Waterbos and other Investments – Perry Lynn De Leeuw (Perry De Leeuw) Barred from Securities Industry and Fired by PFS Investments Inc.
From 2004 until Perry De Leeuw’s firing in 2016, Perry De Leeuw was licensed with PFS Investments Inc. According to FINRA records, Perry De Leeuw was fired on April 27, 2016. PFS Investments Inc. reported to FINRA that Perry De Leeuw was fired after information indicated that Perry De Leeuw was engaged in an unapproved outside business activity and Perry De Leeuw failed to adequately cooperate during a review of a related complaint.
Our Firm has filed an arbitration claim against PFS Investments concerning Perry De Leeuw’s sale of Waterbos, LLC. Our Firm has also learned that Perry De Leeuw did not work alone. His wife, Nancy Elaine De Leeuw helped Perry De Leeuw in his office and acted as an associated person.
Subsequent to Perry De Leeuw’s firing, FINRA brought a disciplinary action against Perry De Leeuw in 2016. FINRA reports that Perry De Leeuw was barred from the securities industry for failing to respond to FINRA request for information.
FINRA reports three arbitration claim/complaint were filed alleging sales practice violations against Perry De Leeuw. The claims alleged that Perry De Leeuw was given $100,000 to invest in an outside business and claimant was not repaid, Perry De Leeuw misrepresented features of products the customer purchase, and/or Perry De Leeuw was given funds for investment in and to become a distributor for a company called Waterbos. The claims have been settled, the highest settlement being $100,000.
If you lost any money on investments with Perry De Leeuw, you may be able to recover your losses from PFS Investments Inc. This is because PFS Investments Inc. had a duty to supervise Perry De Leeuw.
If you lost money on investments with Perry De Leeuw, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against PFS Investments Inc., concerning Perry De Leeuw’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq, formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments with Perry De Leeuw and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Keywords: Perry Lynn De Leeuw, Perry De Leeuw, PFS Investments, FINRA, Waterbos, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities