Goodman & Nekvasil P.A., May Recover Investor Losses – Mika Lee Caruana (Mika Lee Cafrie) a/k/a Mika Lee Mark Permitted to Resign from Ameriprise Financial Services, Inc.
From 2009 until Mika Lee Cafrie’s resignation in 2017, Mika Lee Cafrie was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Mika Lee Cafrie was permitted to resign from Ameriprise Financial Services, Inc. on June 8, 2017. Ameriprise Financial Services, Inc. reported to FINRA that Mika Lee Cafrie was permitted to resign while under investigation for policy violations related to fiduciary relationships and being a beneficiary on a client account relating to a variable annuity.
If you lost any money on investments with Mika Lee Cafrie, you may be able to recover your losses from Ameriprise Financial Services, Inc. This is because Ameriprise Financial Services, Inc. had a duty to supervise Mika Lee Cafrie.
If you lost money on investments with Mika Lee Cafrie and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Ameriprise Financial Services, Inc. concerning Mika Lee Cafrie’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Mika Lee Cafrie and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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