Goodman & Nekvasil P.A, May Recover Investor Losses – Martin Tamaroff Fired by Wells Fargo Advisors, LLC
From 2003 until Marin Tamaroff’s firing in 2015, Martin Tamaroff was licensed with Wells Fargo Advisors, LLC. Martin Tamaroff is now licensed with BB&T Securities, LLC. According to FINRA’s records, Martin Tamaroff was fired by Wells Fargo Advisors, LLC on August 25, 2015. Wells Fargo Advisors, LLC reported to FINRA that Martin Tamaroff’s firing related to Wells Fargo Advisors, LLC losing confidence in Martin Tamaroff after a customer alleged that Martin Tamaroff asked her for a loan.
FINRA reports that an arbitration claim involving Martin Tamaroff’s conduct was previously settled for $100,000. FINRA also reports that Martin Tamaroff was previously censured and fined $1,000 by the American Stock Exchange. Martin Tamaroff consented to a finding that Martin Tamaroff violated Exchange Rule 411, in that Martin Tamaroff failed to use due diligence to learn the essential facts relative to a customer and his financial situation in connection with the purchase of 850 options with a customer, thereby creating sizeable financial exposure for the customer and Martin Tamaroff’s firm and that Martin Tamaroff violated Exchange Rule 345(a)(4), by engaging in conduct inconsistent with just and equitable principles of trade.
If you lost any money on investments with Martin Tamaroff while Martin Tamaroff was employed with Wells Fargo Advisors, LLC and/or BB&T Securities, LLC, you may be able to recover your losses from Wells Fargo Advisors, LLC and/or BB&T Securities, LLC. This is because Wells Fargo Advisors, LLC and BB&T Securities, LLC had a duty to supervise Martin Tamaroff.
If you lost money on investments with Martin Tamaroff and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Wells Fargo Advisors, LLC and/or BB&T Securities, LLC concerning Martin Tamaroff’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Martin Tamaroff and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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