Goodman & Nekvasil P.A., May Recover Investor Losses | Mack Miller – Financial Advisor Mack Miller Permitted to Resign from Dawson James Securities
Mack Miller CRD #2822317
From May 2016 until Mack Miller’s resignation in April 2017, Mack Miller was licensed with Dawson James Securities. Mack Miller is now licensed with Spartan Capital Securities, LLC. Mack Miller is also licensed with Lampert Capital Markets, Inc. and Viewtrade Securities, Inc. According to FINRA records, Mack Miller was permitted tor resign from Dawson James Securities on April 20, 2017. Dawson James Securities reported to FINRA that Mack Miller had called a prospective customer in a state where Mack Miller was not registered.
FINRA reports that a complaint was recently filed, alleging misrepresentation and excessive trading. This complaint involving Mack Miller’s conduct with Dawson James Securities is pending.
FINRA also reports that a previous arbitration claim was filed alleging churning and unsuitability. This claim involving Mack Miller’s conduct was settled.
According to FINRA, the State of New York holds two outstanding tax liens against Mack Miller.
If you lost any money on investments with Mack Miller, you may be able to recover your losses from Dawson James Securities, Spartan Capital Securities, LLC, Lampert Capital Markets, Inc. and/or Viewtrade Securities, Inc. This is because Dawson James Securities, Spartan Capital Securities, LLC, Lampert Capital Markets, Inc. and Viewtrade Securities, Inc. had a duty to supervise Mack Miller.
If you lost money on investments with Mack Miller and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Dawson James Securities, Spartan Capital Securities, LLC, Lampert Capital Markets, Inc. and/or Viewtrade Securities, Inc. concerning Mack Miller’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Mack Miller and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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