Goodman & Nekvasil P.A, May Recover Investor Losses on Puerto Rico bonds, closed-end municipal bond funds and stock issued by Puerto Rico banks – Luis Gabriel Gonzalez Rodriguez (Luis Gonzalez) Licensed with UBS Financial Services Inc. and UBS Financial Services Incorporated of Puerto Rico
Since 2003, Luis Gonzalez has been licensed with UBS Financial Services Inc. and UBS Financial Services Incorporated of Puerto Rico.
FINRA reports eight arbitration claims/complaint were filed alleging sales practice violations against Luis Gonzalez. The claims alleged, among other things, unsuitability, over concentration, misrepresentations, and/or fraud, in connection with Puerto Rico bonds, common and preferred stock issued by Puerto Rico banks and/or Puerto Rico closed-end municipal bond funds. The claims were settled, the highest settlement being $115,000.
If you lost any money on investments with Luis Gonzalez, you may be able to recover your losses from UBS Financial Services Inc. and/or UBS Financial Services Incorporated of Puerto Rico This is because UBS Financial Services Inc. and UBS Financial Services Incorporated of Puerto Rico had a duty to supervise Luis Gonzalez.
If you lost money on investments with Luis Gonzalez, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against UBS Financial Services Inc. and/or UBS Financial Services Incorporated of Puerto Rico, concerning Luis Gonzalez’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq, formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments with Luis Gonzalez and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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