Goodman & Nekvasil P.A, May Recover Investor Losses – Leonard Jay Suskind Licensed with UBS Financial Services, Inc.
Since February 2013, Leonard Suskind has been licensed with UBS Financial Services, Inc. Leonard Suskind was previously licensed with Morgan Stanley. FINRA reports that an arbitration claim has been filed during Leonard Suskind’s employment with UBS Financial Services, Inc., alleging overconcentration in MLPs and REITS and that UBS Financial Services, Inc. did not timely comply with an instruction to sell an MLP from 2013-2016. This claim involving Leonard Suskind’s conduct with UBS Financial Services, Inc. was settled by UBS Financial Services, Inc. for $220,000.
FINRA also reports three previous arbitration claims involving Leonard Suskind’s conduct were settled, two of which settled for $175,000. An earlier arbitration claim involving Leonard Suskind’s conduct did not settle and proceeded to final hearing. In this case, the arbitration panel issued a $904,249.17 award against Shearson Lehman Brothers, Inc.
If you lost any money on investments with Leonard Suskind, you may be able to recover your losses from UBS Financial Services, Inc. and/or Morgan Stanley. This is because UBS Financial Services, Inc. and Morgan Stanley had a duty to supervise Leonard Suskind.
If you lost money on investments with Leonard Suskind and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against UBS Financial Services, Inc. and/or Morgan Stanley concerning Leonard Suskind’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Our firm has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Leonard Suskind and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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