Goodman & Nekvasil P.A., May Recover Investor Losses – Lee Edward Farmer (Lee Farmer) Fired by Wells Fargo Advisors, LLC and Barred from Securities Industry
From 2008 until Lee Farmer’s firing in 2016, Lee Farmer was licensed with Wells Fargo Advisors, LLC. According to FINRA’s records, Lee Farmer was fired by Wells Fargo Advisors, LLC on August 18, 2016. Wells Fargo Advisors, LLC reported to FINRA that Lee Farmer was discharged due to concern relating to activity in associate’s personal Wells Fargo Bank account.
Subsequent to Lee Farmer’s firing by Wells Fargo Advisors, LLC, FINRA investigated Lee Farmer and brought a disciplinary action against Lee Farmer. Lee Farmer was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on July 28, 2017. FINRA reports that Lee Farmer failed to respond to FINRA request for information.
If you lost any money on investments with Lee Farmer, you may be able to recover your losses from Wells Fargo Advisors, LLC. This is because Wells Fargo Advisors, LLC had a duty to supervise Lee Farmer.
If you lost money on investments with Lee Farmer and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Wells Fargo Advisors, LLC concerning Lee Farmer’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Lee Farmer and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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