Goodman & Nekvasil P.A, May Recover Investor Losses – Lawrence Sheldon Steinberg, Jr. (Larry Steinberg) Fired by Newbridge Securities Corporation and Berthel, Fisher & Company Financial Services, Inc.
From 2014 until Larry Steinberg’s firing in 2016, Larry Steinberg was licensed with Newbridge Securities Corporation. According to FINRA’s records, Larry Steinberg was fired by Newbridge Securities Corporation on October 17, 2016. Newbridge Securities Corporation reported to FINRA that Larry Steinberg was fired for violation of firm policy regarding Larry Steinberg’s misrepresentation related to a third-party vendor.
Larry Steinberg previously worked for Berthel, Fisher & Company Financial Services, Inc. According to FINRA’s records, Larry Steinberg was fired by Berthel, Fisher & Company Financial Services, Inc. on January 16, 2014. Berthel, Fisher & Company Financial Services, Inc. reported to FINRA that Larry Steinberg was fired for Larry Steinberg’s misrepresentation that a lien had been paid, Larry Steinberg’s failure to inform the firm that Larry Steinberg borrowed money from a client, and that Larry Steinberg was holding customer funds.
If you lost any money on investments with Larry Steinberg, you may be able to recover your losses from Newbridge Securities Corporation and/or Berthel, Fisher & Company Financial Services, Inc. This is because Newbridge Securities Corporation and Berthel, Fisher & Company Financial Services, Inc. had a duty to supervise Larry Steinberg.
If you lost money on investments with Larry Steinberg and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Newbridge Securities Corporation and/or Berthel, Fisher & Company Financial Services, Inc., concerning Larry Steinberg’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments with Larry Steinberg and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Keywords: Lawrence Sheldon Steinberg, Lawrence Steinberg, FINRA, Newbridge Securities, Berthel Fisher, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities