Goodman And Nekvasil, P.A., May Recover Your Investment Losses – Kirk Anthony Sempsrott (Kirk Sempsrott) Licensed with Sigma Financial Corporation
Kirk Sempsrott has been licensed with Sigma Financial Corporation since 2016. Kirk Sempsrott was previously licensed with Principal Securities, Inc. and Securian Financial Services, Inc. According to FINRA’s records, a lawsuit was filed by a prior employer of Kirk Sempsrott, alleging breach of contract, misappropriation of trade secrets, tortious interference, breach of fiduciary duty and the duty of loyalty and conversion. This lawsuit was settled for $1,043,000.
FINRA also reports that Kirk Sempsrott filed for chapter 7 bankruptcy in 2010.
If you lost money on investments with Kirk Sempsrott and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Sigma Financial Corporation, Principal Securities, Inc. and/or Securian Financial Services, Inc. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Kirk Sempsrott that you believe were unsuitable or unauthorized, and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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