Kevin Yang – Financial Advisor Kevin Yang Fired by Morgan Stanley

Kevin Yang – Financial Advisor Kevin Yang Fired by Morgan Stanley | Goodman & Nekvasil P.A., May Recover Investor Losses on Structured Products

Kevin Yang CRD #2834317

From 2010 until Kevin Yang’s firing in 2017, Kevin Yang was licensed with Morgan Stanley. According to FINRA’s records, Kevin Yang was fired by Morgan Stanley on April 12, 2017. Morgan Stanley reported to FINRA that Kevin Yang’s firing related to allegations involving Kevin Yang’s compliance with pre-trade client confirmation requirement in connection with certain trades in non-discretionary accounts and with firm communications.

FINRA also reports that four complaints and/or arbitration claims involving Kevin Yang’s conduct with Morgan Stanley were filed, alleging unsuitability and/or misrepresentation. These complaints and/or arbitration claims all settled, with the two largest settling for $16,300,000 and $405,000. Three of these complaints and/or arbitration claims involved structured products.

If you lost any money on investments with Kevin Yang, you may be able to recover your losses from Morgan Stanley. This is because Morgan Stanley had a duty to supervise Kevin Yang.

If you lost money on investments with Kevin Yang, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Morgan Stanley concerning Kevin Yang’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Kevin Yang and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.  


Keywords: Kevin Chiagan Yang, Kevin Yang, Structured Products, Morgan Stanley, FINRA, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

Contact Us Today!

1 Step 1
FormCraft - WordPress form builder