Goodman & Nekvasil P.A., May Recover Investor Losses – Kathy Michelle Keadle (Kathy Keadle) a/k/a Kathy Michelle Moran-Phillips Fired by Lincoln Financial Securities Corporation
From 2011 until Kathy Keadle’s firing in 2013, Kathy Keadle was licensed with Lincoln Financial Securities Corporation. Kathy Keadle was subsequently licensed with Securities America, Inc. and is no licensed with Independent Financial Group, LLC. According to FINRA’s records, Kathy Keadle was fired by Lincoln Financial Securities Corporation on November 1, 2013. Lincoln Financial Securities Corporation reported to FINRA that Kathy Keadle was discharged by the Firm due to compliance concerns regarding Kathy Keadle’s business practices that resulted in multiple violations of Firm policy.
If you lost any money on investments with Kathy Keadle, you may be able to recover your losses from Lincoln Financial Securities Corporation, Independent Financial Group, LLC and/or Securities America, Inc. This is because Lincoln Financial Securities Corporation, Independent Financial Group, LLC and Securities America, Inc. had a duty to supervise Kathy Keadle.
If you lost money on investments with Kathy Keadle and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Lincoln Financial Securities Corporation, Independent Financial Group, LLC and/or Securities America, Inc. concerning Kathy Keadle’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Kathy Keadle and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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