Goodman & Nekvasil P.A., May Recover Investor Losses – Joshua Charles Dvorak (Joshua Dvorak) Formerly Licensed with Fidelity Brokerage Services LLC
From 2014 until Joshua Dvorak’s resignation in 2016, Joshua Dvorak was licensed with Fidelity Brokerage Services LLC. Joshua Dvorak was subsequently licensed with J.P. Morgan Securities LLC and is now licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Joshua Dvorak resigned from Fidelity Brokerage Services LLC on April 14, 2016. Fidelity Brokerage Services LLC reported to FINRA that Joshua Dvorak’s resignation related to allegations regarding whether Joshua Dvorak may have violated department procedures by making notations on internal customer account records without having any contact with customer.
If you lost any money on investments with Joshua Dvorak, you may be able to recover your losses from Ameriprise Financial Services, Inc., Fidelity Brokerage Services LLC and/or J.P. Morgan Securities LLC. This is because Ameriprise Financial Services, Inc., Fidelity Brokerage Services LLC and J.P. Morgan Securities LLC had a duty to supervise Joshua Dvorak.
If you lost money on investments with Joshua Dvorak and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Ameriprise Financial Services, Inc., Fidelity Brokerage Services LLC and/or J.P. Morgan Securities LLC concerning Joshua Dvorak’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Joshua Dvorak and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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