Goodman & Nekvasil P.A., May Recover Investor Losses – Joseph Peter Colell Jr. (Joe Colell) Formerly Licensed with LPL Financial LLC
Joe Colell was licensed with LPL Financial LLC from 1994 to 2014. Joe Colell is now licensed with Ameriprise Financial Services, Inc. FINRA reports that two arbitration claims were filed involving Joe Colell’s conduct with LPL Financial LLC, alleging unsuitability and misrepresentation, among other claims, in connection with alternative investments. These arbitration claims settled for $98,000 and $87,500. FINRA also reports that a lawsuit was filed involving Joseph Colell’s conduct with a prior employer, alleging unsuitable and inappropriate investments. This lawsuit was settled for $250,000.
If you lost any money on investments with Joe Colell, you may be able to recover your losses from LPL Financial LLC and/or Ameriprise Financial Services, Inc. This is because LPL Financial LLC and Ameriprise Financial Services, Inc. had a duty to supervise Joe Colell.
If you lost money on investments with Joe Colell and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against LPL Financial LLC and Ameriprise Financial Services, Inc. concerning Joe Colell’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Joe Colell and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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