Goodman & Nekvasil P.A., May Recover Investor Losses – John Russell Holland (John Holland) Fired by Securities Management & Research, Inc. and BFC Planning, Inc.
From 1994 until John Holland’s firing in 2014, John Holland was licensed with Securities Management & Research, Inc. John Holland was also licensed with BFC Planning, Inc. John Holland now works for Summit Brokerage Services, Inc. According to FINRA’s records, John Holland was fired by Securities Management & Research, Inc. and BFC Planning, Inc. on August 28, 2014. Securities Management & Research, Inc. and BFC Planning, Inc. reported to FINRA that John Holland was terminated for altering client documents.
FINRA reports that two complaints and/or arbitration claims were filed involving John Holland’s conduct with Securities Management & Research, Inc. alleging that the investment was unsuitable and misrepresented by John Holland and/or miscommunication concerning the allocation of money in a Franklin Templeton Funds Account. These two complaints and/or arbitration claims both settled, with the largest complaint and/or arbitration claim settling for $45,327.60.
If you lost any money on investments with John Holland while John Holland was employed with Securities Management & Research, Inc., BFC Planning, Inc. and/or Summit Brokerage Services, Inc., you may be able to recover your losses from Securities Management & Research, Inc., BFC Planning, Inc. and/or Summit Brokerage Services, Inc. This is because Securities Management & Research, Inc., BFC Planning, Inc. and Summit Brokerage Services, Inc. had a duty to supervise John Holland.
If you lost money on investments with John Holland, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Securities Management & Research, Inc., BFC Planning, Inc. and/or Summit Brokerage Services, Inc. concerning John Holland’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with John Holland and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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