Goodman & Nekvasil P.A, May Recover Investor Losses – Joel Harold Kassewitz (Joel Kassewitz) Formerly Licensed with Credit Suisse Securities (USA) LLC
Joel Kassewitz was licensed with Credit Suisse Securities (USA) LLC from 2008 to 2016. Joel Kassewitz was subsequently licensed with Wells Fargo Advisors, LLC. FINRA reports that an arbitration claim was filed involving Joel Kassewitz’ conduct with Credit Suisse Securities (USA) alleging unsuitable recommendations and over-concentration, in both fixed income and equity securities, in a retirement account. This arbitration claim was settled for $40,000.
According to FINRA, three previous complaints and/or arbitration claims involving Joel Kassewitz’ conduct with previous firms were also settled. The largest of these complaints and/or arbitration claims settled for $450,000.
FINRA also reports that an arbitration claim involving Joel Kassewitz’ conduct with Credit Suisse Securities (USA) LLC is currently pending. This claim alleges unsuitable investment recommendations in oil and gas, violations of FINRA rules and Florida statutes, fraud, breach of fiduciary duty, and related claims. This pending arbitration claim seeks damages of $400,000.
If you lost any money on investments with Joel Kassewitz, you may be able to recover your losses from Credit Suisse Securities (USA) LLC and/or Wells Fargo Advisors, LLC. This is because Credit Suisse Securities (USA) LLC and Wells Fargo Advisors, LLC had a duty to supervise Joel Kassewitz.
If you lost money on investments with Joel Kassewitz and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Credit Suisse Securities (USA) LLC and/or Wells Fargo Advisors, LLC concerning Joel Kassewitz’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Joel Kassewitz and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Keywords: Joel Harold Kassewitz, Joel Kassewitz, Kassewitz, FINRA, Credit Suisse Securities, Credit Suisse, Wells Fargo, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities