Goodman & Nekvasil P.A., May Recover Investor Losses – Jerry Owen Mofield (Jerry Mofield) Formerly Licensed with Newbridge Securities Corporation, Barred from Securities Industry
Jerry Mofield was licensed with Newbridge Securities Corporation from June 2007 to July 2014. Jerry Mofield was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on September 29, 2015. FINRA reports that Jerry Mofield failed to respond to FINRA request for information.
FINRA reports that an arbitration claim was filed involving Jerry Mofield’s conduct with Newbridge Securities Corporation, alleging conversion, negligence/negligent supervision, breach of fiduciary duty and breach of contract. This arbitration claim was settled.
FINRA also reports that two arbitration claims involving Jerry Mofield’s conduct with a prior employer were filed, alleging unauthorized trading and/or misrepresentation. These two arbitration claims both settled, with the largest claim settling for $137,000.
FINRA reports that Jerry Mofield was previously fired by a prior employer and has two unsatisfied and outstanding tax liens held against Jerry Mofield by the IRS in the amount of $173,736.95 and $94,535.
If you lost any money on investments with Jerry Mofield, you may be able to recover your losses from Newbridge Securities Corporation. This is because Newbridge Securities Corporation had a duty to supervise Jerry Mofield.
If you lost money on investments with Jerry Mofield and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Newbridge Securities Corporation concerning Jerry Mofield’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Jerry Mofield and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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