James Blake Buchanan Jr. Licensed with SunTrust Investment Services, Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses

Goodman & Nekvasil P.A, May Recover Investor Losses – James Blake Buchanan Jr. Licensed with SunTrust Investment Services, Inc.

Since 1998, James Buchanan Jr. has been licensed with Suntrust Securities, Inc. FINRA reports that an arbitration claim involving James Buchanan Jr.’s conduct with SunTrust Investment Services, Inc. was filed in August 2004. The claim alleged violations of Florida Securities Investor Protection Act, violation of the Securities Act of 1933, violation of the Securities Exchange Act of 1934, State and Federal common law fraud, misrepresentation, unsuitability, and negligent supervision. This case did not settle and proceeded to final hearing. The arbitration panel found that SunTrust Securities, Inc. and James Buchanan Jr. were jointly and severally liable, and issued a $200,300 plus interest award against SunTrust Securities, Inc. and James Buchanan Jr. The arbitration panel specifically found that SunTrust Securities, Inc. and James Buchanan violated the Florida Securities Investor Protection Act, The Securities Act of 1933, The Securities Exchange Act of 1934, unsuitability and negligent supervision.

Subsequent to this award, FINRA reports that an arbitration claim involving James Buchanan Jr.’s conduct with SunTrust Investment Services, Inc. was filed in May 2016 alleging that a 2012 immediate annuity was unsuitable and that sales of various equities created an avoidable tax liability. This arbitration claim sought $34,563 but was settled for $92,500. James Buchanan Jr. paid $5,939.20 of this settlement.

If you lost any money on investments with James Buchanan Jr., you may be able to recover your losses from SunTrust Investment Services, Inc. This is because SunTrust Investment Services, Inc. had a duty to supervise James Buchanan Jr.

If you lost money on investments with James Buchanan Jr.  and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against SunTrust Investment Services, Inc.  concerning James Buchanan Jr.’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with James Buchanan Jr. and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.     

 

Keywords: James Blake Buchanan, James Buchanan, James Blake Buchanan Jr., Buchanan Jr., James Buchanan Jr. SunTrust Investment, SunTrust, Investment, Securities, Goodman and Nekvasil, Attorney, FINRA

 

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