Goodman & Nekvasil P.A., May Recover Investor Losses – Jacquin P. Fink (Jacquin Fink) Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jacquin Fink has been licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated since 1968. FINRA reports that seven complaints and/or arbitration claims have been filed involving Jacquin Fink’s conduct with Merrill Lynch, Pierce, Fenner & Smith Incorporated, alleging unsuitable investment recommendations, misrepresentation, excessive trading, aggressive trading, unauthorized trading, omission of material facts, and/or churning. These complaints and/or arbitration claims involving Jacquin Fink’s conduct were all settled, with the largest settling for $1,729,000, $402,500, $205,732.34, $200,000, and $106,092.75. Four of these complaints and/or arbitration claims were filed recently (in 2015-2016).
If you lost money on investments with Jacquin Fink and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Merrill Lynch, Pierce, Fenner & Smith Incorporated concerning Jacquin Fink’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Jacquin Fink and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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