Goodman & Nekvasil P.A., May Recover Investor Losses – Harlan Earl Malfar (Harlan Malfar) a/k/a Lanny Malfar Fired by Ameriprise Financial Services, Inc.
From 2003 until Harlan Malfar’s firing in 2016, Harlan Malfar was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Harlan Malfar was fired by Ameriprise Financial Services, Inc. on March 21, 2016. Ameriprise Financial Services, Inc. reported to FINRA that Harlan Malfar was terminated on March 21, 2016 for company policy violations relating to unauthorized use of discretion and acceptance of transaction requests from a third party without proper documentation on file.
If you lost any money on investments with Harlan Malfar, you may be able to recover your losses from Ameriprise Financial Services, Inc. This is because Ameriprise Financial Services, Inc. had a duty to supervise Harlan Malfar.
If you lost money on investments with Harlan Malfar and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Ameriprise Financial Services, Inc. concerning Harlan Malfar’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Harlan Malfar and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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