Goodman & Nekvasil P.A, May Recover Investor Losses – Gerald Joseph Lodovico (Gerald Lodovico), Formerly Licensed with Trustmont Financial Group Inc., Barred from Securities Industry
From 2010, Gerald Lodovico was licensed with Trustmont Financial Group, Inc. until leaving in December 2012. According to FINRA’s records, the State of Pennsylvania filed a disciplinary action against Gerald Lodovico alleging that that Gerald Lodovico offered for sale interests that were neither registered nor exempt from registration in Pennsylvania. The State of Pennsylvania alleged that Gerald Lodovico engaged in dishonest and unethical practices in the securities business or took unfair advantage of a customer by failing to adhere to the conditions placed upon his outside business activity. Gerald Lodovico consented to a 1-year suspension and a $2,500 monetary fine.
FINRA also brought disciplinary action against Gerald Lodovico, barring Gerald Lodovico from the securities industry.
If you lost any money on investments with Gerald Lodovico, you may be able to recover your losses from Trustmont Financial Group, Inc. This is because Trustmont Financial Group, Inc. had a duty to supervise Gerald Lodovico.
If you lost money on investments in investments with Gerald Lodovico and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Trustmont Financial Group, Inc. concerning Gerald Lodovico’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments with Gerald Lodovico and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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