Goodman & Nekvasil P.A, May Recover Investor Losses on Puerto Rico Bonds and Puerto Rico Closed-End Funds – Francisco Javier Fernandez Leon Formerly Licensed with Oriental Financial Services Corp.
From 2009-2015, Francisco Javier Fernandez Leon was licensed with Oriental Financial Services Corp. Francisco Javier Fernandez Leon is now licensed with Cetera Investment Services, LLC. FINRA reports that two arbitration claims were filed involving Francisco Javier Fernandez Leon’s conduct with Oriental Financial Services Corp. These claims allege unsuitable recommendations and/or over concentration regarding Puerto Rico Bonds and closed-end funds. These two arbitration claims settled for $40,000 and $17,500.
If you lost any money on Puerto Rico Bonds or closed-end funds or other investments with Francisco Javier Fernandez Leon, you may be able to recover your losses from Oriental Financial Services Corp. and/or Cetera Investment Services, LLC. This is because Oriental Financial Services Corp. and Cetera Investment Services, LLC had a duty to supervise Francisco Javier Fernandez Leon.
If you lost money on Puerto Rico Bonds or closed-end funds or other investments with Francisco Javier Fernandez Leon and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Oriental Financial Services Corp. and/or Cetera Investment Services, LLC concerning Francisco Javier Fernandez Leon’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on Puerto Rico Bonds or Puerto Rico closed-end funds or other investments with Francisco Javier Fernandez Leon and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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