Goodman & Nekvasil P.A., May Recover Investor Losses – Eric Steven Korhut (Eric Korhut) Permitted to Resign from Ameriprise Financial Services, Inc.
From June 1999 until Eric Korhut’s resignation in August 2016, Eric Korhut was licensed with Ameriprise Financial Services, Inc. Eric Korhut is now licensed with Vanderbilt Securities, LLC. According to FINRA’s records, Eric Korhut was permitted to resign from Ameriprise Financial Services, Inc. on August 30, 2016. Ameriprise Financial Services, Inc. reported to FINRA that Eric Korhut was permitted to resign while under suspension for compliance policy violations related to; code of conduct, unauthorized trading, use of discretion in non-discretionary accounts, and responding to supervision.
FINRA reports that a complaint was filed involving Eric Korhut’s conduct with Ameriprise Financial Services, Inc., alleging inappropriate variable annuity surrenders were recommended without disclosure of the tax ramifications. This complaint was settled.
FINRA also reports that an arbitration claim involving Eric Korhut’s conduct with Ameriprise Financial Services, Inc. has been filed, alleging that in March and May 2016, the Claimants were recommended and purchased an $800,000 unsuitable variable annuity. This pending claim seeks $150,000 in damages.
If you lost any money on investments with Eric Korhut, you may be able to recover your losses from Ameriprise Financial Services, Inc. and/or Vanderbilt Securities, LLC. This is because Ameriprise Financial Services, Inc. and Vanderbilt Securities, LLC had a duty to supervise Eric Korhut.
If you lost money on investments with Eric Korhut and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Ameriprise Financial Services, Inc. and/or Vanderbilt Securities, LLC concerning Eric Korhut’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Eric Korhut and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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