Goodman & Nekvasil P.A., May Recover Investor Losses – Edward E. Gottlieb (Edward Gottlieb) Fired by Wells Fargo Advisors
From 2011 until Edward Gottlieb’s firing in 2017, Edward Gottlieb was licensed with Wells Fargo Clearing Services, LLC. According to FINRA’s records, Edward Gottlieb was fired by Wells Fargo Advisors on January 18, 2017. Wells Fargo Advisors reported to FINRA that Edward Gottlieb’s firing related to concerns over the adequacy of supervision for an account which reflected elevated turnover and commission to equity ratios.
If you lost any money on investments with Edward Gottlieb, you may be able to recover your losses from Wells Fargo Clearing Services, LLC. This is because Wells Fargo Clearing Services, LLC had a duty to supervise Edward Gottlieb.
If you lost money on investments with Edward Gottlieb and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Wells Fargo Clearing Services, LLC concerning Edward Gottlieb’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Edward Gottlieb and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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