Goodman & Nekvasil P.A, May Recover Investor Losses – David Phillip Calderon (David Calderon) Resigned from Wells Fargo Advisors, LLC
From 2008 until David Calderon’s resignation in 2016, David Calderon was licensed with Wells Fargo Advisors, LLC. David Calderon is now licensed with Newbridge Securities Corporation since 2016. According to FINRA’s records, David Calderon resigned from Wells Fargo Advisors, LLC on August 8, 2016. Wells Fargo Advisors, LLC reported to FINRA that David Calderon resigned while Wells Fargo Advisors, LLC was reviewing allegations that David Calderon solicited a customer for a personal loan.
FINRA also reports that three complaints/arbitration claims were filed alleging sales practice violations by David Calderon, involving unsuitable recommendations, improper use of discretion and failure to follow instructions. All three claims were settled, with the largest settled for $180,000 and $72,000.
FINRA also reports that on February 7, 2017, an outstanding and unsatisfied lien against David Calderon was filed by the Internal Revenue Service (IRS) for the amount of $40,816.71.
If you lost any money on investments with David Calderon, you may be able to recover your losses from Wells Fargo Advisors, LLC and/or Newbridge Securities Corporation. This is because Wells Fargo Advisors, LLC and Newbridge Securities Corporation had a duty to supervise David Calderon.
If you lost money on investments with David Calderon and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Wells Fargo Advisors, LLC and/or Newbridge Securities Corporation, concerning David Calderon’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments with David Calderon and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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