Goodman & Nekvasil P.A., May Recover Investment or Loan Losses – Daniel Paul Doogs (Daniel Doogs) Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc.
From 1984 until Dan Doogs’ firing in 2017, Dan Doogs was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Dan Doogs was fired by Ameriprise Financial Services, Inc. on June 2, 2017. Ameriprise Financial Services, Inc. reported to FINRA that Dan Doogs was terminated for company policy violations related to Dan Doogs’ disclosure that Dan Doogs engaged in borrowing and lending with clients.
Subsequent to Dan Doogs’ firing by Edward Jones. FINRA investigated Dan Doogs and brought a disciplinary action against Dan Doogs. Dan Doogs was barred from the securities and investment banking industry on May 9, 2017. FINRA reports that Dan Doogs failed to respond to FINRA request for information.
If you lost any money on investments or loans with Dan Doogs, you may be able to recover your losses from Ameriprise Financial Services, Inc. This is because Ameriprise Financial Services, Inc. had a duty to supervise Dan Doogs.
If you lost money on investments or loans with Dan Doogs and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Ameriprise Financial Services, Inc. concerning Dan Doogs’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments or loans with Dan Doogs and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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