Goodman & Nekvasil P.A., May Recover Investor Losses – Daniel James Lauletta (Daniel Lauletta) of Cetera Advisor Networks LLC
Daniel Lauletta was licensed with Cetera Advisor Networks LLC from 2013 to 2016. Daniel Lauletta was also licensed with MSI Financial Services, Inc. and Walnut Street Securities, Inc. Daniel Lauletta is now licensed with MML Investors Services, LLC. FINRA reports that two lawsuits and/or complaints were filed involving Daniel Lauletta’s conduct with Walnut Street Securities and/or Cetera Advisor Networks LLC, alleging negligence, breach of contract and/or unauthorized exchange of two variable annuities to fixed index annuities. These two lawsuits and/or complaints both settled, with the lawsuit settling for $200,000. Daniel Lauletta contributed $175,000 to this settlement.
FINRA also reports that a lawsuit was filed involving Daniel Lauletta’s conduct with Ameriprise Financial Services, Inc., alleging a failure to liquidate claimant’s Behringer Harvard REIT in a timely fashion resulting in a substantial reduction in the value of the REIT. This lawsuit was settled.
If you lost any money on investments with Daniel Lauletta, you may be able to recover your losses from Cetera Advisor Networks LLC, MSI Financial Services, Inc., Walnut Street Securities, Inc. and/or MML Investors Services, LLC. This is because Cetera Advisor Networks LLC, MSI Financial Services, Inc., Walnut Street Securities, Inc. and MML Investors Services, LLC had a duty to supervise Daniel Lauletta.
If you lost money on investments with Daniel Lauletta and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Cetera Advisor Networks LLC, MSI Financial Services, Inc., Walnut Street Securities, Inc. and/or MML Investors Services, LLC concerning Daniel Lauletta’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Daniel Lauletta and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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