Dan Maughan – Arbitration Claims Filed Involving Financial Advisor Dan Maughan

Dan Maughan Formerly Licensed with Financial West Group | Goodman & Nekvasil P.A., May Recover Investor Losses 

Dan Maughan CRD #2561363

Dan Maughan was licensed with Financial West Group from 2010 to 2017. FINRA reports that an arbitration claim was filed involving Dan Maughan’s conduct with Financial West Group, alleging breach of fiduciary duty, negligence, misrepresentation, and/or other allegations. This arbitration claim involving Dan Maughan’s conduct was settled for $550,000.

FINRA also reports that three previous arbitration claims involving Dan Maughan’s conduct, with Dan Maughan’s previous firms, were all settled.

FINRA also reports that Merrill Lynch, a prior employer of Dan Maughan, fired Dan Maughan after Dan Maughan was accused of entering orders in clients’ accounts without prior consent

If you lost money on investments with Dan Maughan and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Financial West Group, concerning Dan Maughan’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Dan Maughan and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.   


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